National Futures Association (NFA) Compliance Support
CRC provides timely advisory and execution support, enabling CFTC Registered and NFA Member Firms to meet their initial and ongoing compliance responsibilities.
At Compliance Risk Concepts, we provide clients with the critical skills and expertise required to establish, maintain and enhance a balanced and effective compliance operational risk management program. Contact us for more information on how we can provide financial consulting services for your organization.
Our Support Services includes:
CFTC Registration/ NFA Membership – registration services for introducing brokers, commodity trading advisors, commodity pool operators, futures commission merchants, swap dealers, major swap participants