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As the regulatory landscape is constantly evolving, Compliance Risk Concepts (“CRC”) is issuing its monthly […]
What: The proposed rule would require some investment advisers to apply certain anti-money-laundering and countering […]
To All our Amazing Clients: No matter how you measure it, we want to express […]
Founder and Managing Partner
Principal and Head of Execution Services
Principal and Chief Operating Officer
Principal and Head of Fund and Dealer Advisory
Mitch Avnet stays ahead of the curve and confirms he will be speaking June 18th, at Thomson Reuter's Compliance and Risk Summit at the Marriott Marquis Hotel in New York City.